Primary legal counsel to Touchstone Advisors and Touchstone Securities on transactional, securities and regulatory matters relating to the registration and operation of the Touchstone Mutual Fund complex and compliance with Investment Company Action of 1940 ("40 Act") and secretary of the Touchstone Mutual Fund board of directors. Responsibilities include review of and/or drafting a variety of fund-related agreements, including third-party distribution, administration and marketing arrangements; review of registration statements and other Securities and Exchange Commission (SEC) filings, including drafting disclosure as appropriate; working with the chief compliance officer (COO) to develop and implement compliance programs; leading Touchstone in preparation of materials for trust board meetings; review of numerous types of external communications; supporting Touchstone with respect to regulatory exams or inquiries; and drafting, managing and completing required SEC filings to implement fund formations, dissolutions, reorganizations, proxy solicitations and mergers and acquisitions of investment companies. Provide legal services on complex matters and/or matters involving large dollar amounts with little direction or supervision.
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